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Partner

Katya Tua

Katya Tua

Katya Tua is a Partner at Mamo TCV Advocates.  She heads the Investment Services department of the firm.  Katya was called to the Bar in 2002 and joined the law firm GVTH Advocates as an associate in the same year.  She joined Simon Tortell and Associates as a founding partner in 2009.She advises primarily international clients in the incorporation and licensing of all types of collective investment schemes including UCITS, alternative investment funds (“AIFs”) and professional investor funds (“PIFs”).

Katya also advises on the drafting and negotiation of associated documentation as well as on all ongoing legal support work that collective investment schemes require, particularly regulatory compliance.  Her regulatory experience also includes the structuring and operations of asset management and administrators.

Education

  • B.A. in Legal and Humanistic Studies (1998, University of Malta)
  • Doctor of Laws (2001, University of Malta)
  • LL.M. (2002, University College London)

Representative Experience

  • Maltese counsel for the incorporation and licensing of numerous collective investment schemes in Malta
  • Maltese counsel for the setting up and licensing the first UCITS III platform in Malta
  • Maltese counsel to the first Bermuda based professional investor fund that re-domiciled to Malta
  • Counsel to the first professional investor fund incorporated and licensed in Malta that was structured as a limited partnership
  • Counsel to the first fully operational Recognised Incorporated Cell structure set up in Malta

Memberships

  • Admitted to the Maltese Bar, Superior Courts of Malta (2002)
  • Malta Chamber of Advocates
  • Institute of Financial Services Practitioners
  • International Bar Association

Get In Touch

Address

MAMO TCV Advocates
Palazzo Pietro Stiges
103, Strait Street
Valletta, VLT 1436
Malta

Contact
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Stay updated with our latest insights

Mamo TCV Advocates: The EU regime regulating Alternative Investment Funds (AIFs) has been updated through the publication of the AIFMD II which replaces the first AIFMD originally published more than ten years ago.
Investment Services & Funds

Maltese Implications from the EU’s AIFMD II Directive

The regulatory landscape for investment fund management within the EU underwent an evolution with the enactment of ‘Directive (EU) 2024/927 on Delegation Arrangements, Liquidity Risk Management, Supervisory Reporting, the Provision of Depositary and Custody Services and Loan Origination by Alternative Investment Funds’, commonly referred to as AIFMD II (or the “Directive”).  The legal regime regulates alternative investment funds (“AIFs”) and their fund managers. AIFMD II replaces the first AIFMD. The publication of the AIFMD II in the EU's Official Journal on the 26th of March 2024 marked the commencement of this new phase in European fund regulation, with the Directive…
Mamo TCV Advocates – Safeguarding under the Proposed PSD3
Banking & Finance

Payments Insights #1 –
Safeguarding under the Proposed PSD3

Introduction to the Payments Insights Series The European Commission is currently in the process of updating the EU’s legal framework for payment services. These proposals include: A proposed Third Payment Services Directive (the ‘PSD3’) which is a directive on payment services and electronic money services in the EU’s internal market which will repeal the Second Payment Services Directive (the ‘PSD2’) and the Second Electronic Money Directive (the 'EMD2’); and A proposed new Payment Services Regulation (the ‘PSR’). The proposed legal amendments aim to: Strengthen the protection of users and enhance confidence in payments and electronic money services; Improve the competitiveness…
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Regulatory Compliance Quarterly Update | Q1 2024
Mamo TCV: To date, Embedded Finance has neither been defined in Maltese nor EU law
FinTech
FinTech Insights #6 –
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Awards & recognitions

Recognised as one of the IFLR1000 Women Leaders for 2022, one of only three women to earn such a ranking in Malta.

IFLR1000 - Women Leaders2022

Under the leadership of Katya Tua, Mamo TCV Advocates‘ team has vast experience in retail open-ended or closed-ended funds, along with alternative investment funds and professional investor funds structuring and licencing. It also focuses on regulatory compliance issues related to passported and non-passported activities for the multi-national investment management companies.

The Legal 100 - Investment Funds (Tier 2)2022

Mamo TCV Advocates‘ fintech offering comprises specialists with financial services, banking, corporate and intellectual property expertise. The firm is equally adept at assisting with regulatory and transactional issues, and is thus instructed by clients from a range of major industry sectors, including leading local banks, pharmaceutical companies, domestic telecoms service providers, and multi-national software corporations. Katya Tua heads up the practice.

The Legal 100 - Fintech (Tier 3)2022

Knowledgeable ........... Katya Tua is always available.

The Legal 100 - Investment Funds (Tier 1)2021

Katya Tua is considered by a client to be "very efficient in relation to funds business and investment services." An interviewee praises her client service: "She provides a very personable approach. She engages with clients and has a good touch." Tua advises fund managers on regulatory matters, including passporting.

Chambers Europe - (Band 2)2021