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DORA

MFSA Revises Regulatory Framework for CFD and Rolling Spot Forex Providers Investment Services & Funds

MFSA Revises Regulatory Framework for CFD and Rolling Spot Forex Providers

On 6 August 2026, the Malta Financial Services Authority ("MFSA") issued a circular announcing amendments to Section 13 of Part A and Section 7 of Part BI of the Investment Services Rules for Investment Services Providers. The changes primarily affect applicants and licence holders offering contracts for difference ("CFDs") and rolling spot forex contracts. The amendments form part of the MFSA's ongoing review of its Rulebook to ensure that regulatory requirements remain proportionate and aligned with applicable EU legislation and evolving supervisory expectations. Streamlining Authorisation Requirements One of the more significant changes concerns the removal of the definition of "Trading…
Mamo TCV Advocates
18th August 2026
Reminder: DORA Register of Information Submission Deadline Approaching DORATelecoms, Media & Technology

Reminder: DORA Register of Information Submission Deadline Approaching

Further to the Malta Financial Services Authority’s (‘MFSA’) circular setting out the reporting timelines applicable to the annual submission of the Register of Information (‘ROI’) under Regulation (EU) 2022/2554 on Digital Operational Resilience for the Financial Sector (‘DORA’), the submission deadline is now approaching. Financial entities authorised by the MFSA and falling within the scope of DORA are required to submit their updated ROI by 21 March 2026 or the next working day. The ROI must reflect the entity’s contractual arrangements with ICT third-party service providers as at 31 December 2025 and must be submitted via the MFSA’s  LH Portal.…
Mamo TCV Advocates
25th February 2026
DORA reporting timelines
DORA: Register of Information Reporting Timelines for 2026 and Beyond DORATelecoms, Media & Technology

DORA: Register of Information Reporting Timelines for 2026 and Beyond

On 3rd November 2025, the MFSA published a circular on the reporting timelines for submissions of the Register of Information (‘ROI’) pursuant to Article 28(3) of  Regulation (EU) 2022/2554 on Digital Operational Resilience for the Financial Sector (‘DORA’). The circular outlines the reporting period for submitting the ROI from 2026 onwards, which falls between 1 January and 21 March of every reporting year. Financial entities falling within the scope of DORA must submit to the MFSA the updated ROI, containing all information regarding the contractual arrangements in place with ICT third-party service providers, annually and within the specified reporting period.…
Mamo TCV Advocates
3rd November 2025
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ICT Aspects of a MiCA Application DORAFinTech

ICT Aspects of a MiCA Application

On the 17th of June 2025, the Malta Financial Services Authority (“MFSA”) published a circular titled ‘Follow-Up Circular to the Industry on the Authorisation Process for MiCA Applicants’. The circular concerns the authorisation process for crypto-asset service providers (CASPs) under Regulation (EU) 2023/1114 on Markets in Crypto-Assets (MiCA), as integrated in Maltese law through Chapter 647.  This circular supplements the Authority’s communication of the 10th December 2024 which was explained in a previous legal update. The June 2025 circular introduces two additional annexes that are now required as part of a complete MiCA application file. These are Annex AX05 (Digital…
Mamo TCV Advocates
20th June 2025
Mamo TCV Advocates - DORA Services
Are you ready for DORA? Banking & FinanceCapital MarketsDORAInsurance & ReinsuranceTelecoms, Media & Technology

Are you ready for DORA?

The ‘Digital Operational Resilience Act’ or “DORA” (Regulation (EU) 2022/2554) shall be enhancing and improving Information and Communications Technology (‘ICT’) operational risk requirements across various financial sectors. Subsequently, it imposes obligations on a vast array of different financial entities, as well as certain ICT service providers that assist such financial entities. These financial entities include the following: Credit institutions Account information service providers Investment firms Alternative Investment Fund Managers Crypto-asset service providers Payment institutions Central securities depositories Credit rating agencies Data reporting service providers Insurance and reinsurance undertakings Insurance intermediaries Crowdfunding service providers Mamo TCV Advocates can provide assistance by…
Mamo TCV Advocates
18th June 2024