Skip to main content

Investment Services and Funds

Investment Services and Funds

Practice Area Overview

Malta’s development as an international financial services domicile has been spearheaded by strong growth in the investment funds sector. Malta is an attractive jurisdiction for both collective investment schemes and investment services providers.

If you’re looking for advice on setting up a collective investment scheme in Malta or be granted a licence by the Malta Financial Services Authority in terms of the Investment Services Act (Chapter 370 of the Laws of Malta), speak to us.

Mamo TCV has experience in the structuring and licensing of collective investment schemes mainly UCITS; alternative investment funds and professional investor funds. We have advised clients on different structures which include multi-fund and multi-class funds, funds of funds, tracker funds and master/feeder structure. We have also provided assistance on the development of alternative investment policies and strategies and investment in less traditional, alternative and complex asset classes. We also assist in the notification process for Notified Alternative Investment Funds (NAIFS).

Get In Touch
Are you ready for DORA? Is it applicable for you?
Find out more on our dedicated DORA section by clicking here
Scope of Services
  • Advising on or preparing the Authorisation Forms including the submission of intent to be submitted to the Malta Financial Services Authority as well as applications to the regulatory sand box
  • Assisting clients in the drafting of documentation to be submitted to the MFSA for the approval of change in shareholding as well as providing legal advice in relation to such transaction
  • Providing Legal assistance in the incorporation of the Company
  • Drafting and review of offering documents and supplements, together with any amendments thereto, constitutional documents and all agreements with third party service providers
  • The provision of legal advice on different aspects of Maltese and EU Investment Services Regulatory Framework; and local implementation of Community law
  • Main point of contact with the Malta Financial Services Authority
  • Acting as a company secretary for investment companies incorporated in Malta
  • Assistance with the redomiciliation of collective investment schemes; and
  • Assistance with the passporting of UCITS funds and alternative investment fund managers

Key Contacts

Photo of Dr Katya Tua
Katya Tua

“Under the leadership of Katya Tua, Mamo TCV Advocates‘ team has vast experience in retail open-ended or closed-ended funds, along with alternative investment funds and professional investor funds structuring and licencing. It also focuses on regulatory compliance issues related to passported and non-passported activities for the multi-national investment management companies.”

The Legal 5002022

Stay updated with our latest insights

Explore Insights
Insurance & Reinsurance

Regulatory Compliance Quarterly Update | Q3 2024

We are pleased to issue the tenth edition of the Regulatory Compliance Quarterly Updates. These updates are intended to keep Maltese regulated entities informed of regulatory changes and developments taking place in the local financial services space. In this issue, we focus on the sector specific and cross-sectoral regulatory updates relating to investment services, CSPs, fintech, insurance undertakings and insurance intermediaries. Our tenth Regulatory Compliance Quarterly Update can be found here .The Regulatory Compliance Quarterly Update does not purport to give legal, regulatory,financial or tax advice. Should you require further information or assistance, please do not hesitate to contact Michael…
EU AI Act series
Investment Services & Funds

AI in Investment Services: MIFID Considerations

This article is part of our EU AI Act series which explores the effect of the AI Act across various industries and sectors.  Investment legislation can be split into two broad categories: investment funds and investment services. The former principally relates to UCITS, AIFMD and local laws which regulate asset management and their service providers. The latter relates to regulating financial instruments and the investment markets thereof. The interplay of AI with investment funds was discussed by our Firm in a series of six insights last year titled “AI and Funds” which can be read here.  Hence, in this article in the ongoing…
Insurance & Reinsurance
Regulatory Compliance Quarterly Update | Q2 2024
Mamo TCV Advocates: The EU regime regulating Alternative Investment Funds (AIFs) has been updated through the publication of the AIFMD II which replaces the first AIFMD originally published more than ten years ago.
Investment Services & Funds
Maltese Implications from the EU’s AIFMD II Directive
Insurance & Reinsurance
Regulatory Compliance Quarterly Update | Q1 2024